Compliance Manager
£45,000 - £50,000
Client
Multi jurisdictional Wealth / Asset Manager based in the heart of London. An expanding business albeit judiciously the culture is both open and meritocratic.
The Role
- Interpret and apply regulations particularly BCOBS and COBS
- Liaising with Relationship Managers and offering them advise on regulatory requirements
- Reporting directly to the head of Compliance in London
- Some AML work
- Presentation to stakeholders across levels of seniority
- Working in close conjunction with the Head of Compliance to adhere to FCA regulations
- Keeping abreast of key developments within Compliance
Key Skills and Attributes
- 3 -5 years compliance experience
- Knowledge of Cobs and BCOBS
- Experience of AML an advantage
- Excellent written and verbal communication skills
- Strong Microsoft Office Suite
- Experience of working in Wealth and / or Asset Management
Social Stream