Compliance Manager

£45,000 - £50,000


Multi jurisdictional Wealth / Asset Manager based in the heart of London. An expanding business albeit judiciously the culture is both open and meritocratic.

The Role

- Interpret and apply regulations particularly BCOBS and COBS

- Liaising with Relationship Managers and offering them advise on regulatory requirements

- Reporting directly to the head of Compliance in London

- Some AML work

- Presentation to stakeholders across levels of seniority

- Working in close conjunction with the Head of Compliance to adhere to FCA regulations

- Keeping abreast of key developments within Compliance

Key Skills and Attributes

- 3 -5 years compliance experience

- Knowledge of Cobs and BCOBS

- Experience of AML an advantage

- Excellent written and verbal communication skills

- Strong Microsoft Office Suite

- Experience of working in Wealth and / or Asset Management