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Compliance Manager

Financial Services

My Client is a leading FinTech Payments Company

 

 

 

Reporting to the Chief Risk and Compliance Officer, the Compliance Officer will have an active role in driving the company’s compliance strategies and plans.

 

This role is ideal for a candidate who wishes to contribute and add value in a dynamic and fast-paced Compliance environment.

 

Compliance Monitoring

  • Assist in the execution of internal compliance reviews.
  • Analyse and interpret investigations and findings.
  • Write reports and make recommendations.
  • Provide assurance on how well the compliance risks are being managed.

 

Audits, Projects, Other

  • Prepare for and support Compliance related audits including Internal Audit reviews, ACPR and other regulatory inspections.
  • Support day to day interaction with various regulators including the ACPR, Data Protection Commissioner and Financial Services & Pensions Ombudsman etc.
  • Support the Operations, Sales and Customer Support teams through efficient Compliance query handling.
  • Assist with Staff training.
  • Undertake ad hoc projects for the Compliance department as required.

 

Horizon Scanning

  • Maintain detailed knowledge of regulatory requirements relevant to the business while keeping abreast of forthcoming changes from across Europe
  • Prepare reports to management and external stakeholders as required advising of regulatory status and forecasted changes and how such changes will affect the business.

 

Policies and Procedures

  • Maintain policies, procedures, and controls for the successful operation of the Compliance Department.
  • Assist in the review of departmental and organisational compliance procedures and practices.
  • Monitor, review and implement new regulations.

 

Money Laundering, Terrorist Financing

  • Assist the MLRO by analysing flagged transactions for suspicious activity
  • Investigate activity and carry out customer due diligence reviews, as required and as requested by the MLRO.

 

What you’ll have 

  • Minimum 5 years’ experience within a Compliance role – strong preference for UK Payments industry experience and experience of AML/CTF.
  • Strong English communication skills, both oral and written.
  • Strong analytical and reporting skills are key requirements of the role.
  • Methodical approach to work with great attention to detail.
  • Confident user of IT applications including Excel, Word and PowerPoint.
  • Self-motivated individual with an ability to manage own workload through strong organisational and time management skills.
  • Effective problem solver with numerical skills; shows initiative when dealing with issues and good understanding of when to escalate / seek assistance.
  • Be delivery focused, capable of working on own initiative in a fast-paced environment working to challenging deadlines.
  • Highly motivated with a desire to learn new skills, ability to work under pressure, takes personal ownership for delivering consistently superior output and demonstrates personal commitment to the work of Start’s businesses and legal entities.
  • A compliance and or business qualification would be an advantage.

 

Job Overview

Job Title:

Compliance Manager

Location:

London, UK

Industry:

Financial Services

Duration:

Posted:

1 month ago

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