Regulatory Reporting Analyst
London - hybrid

A top Investment Manager that is leading the way in its field .


  • Must have Regulatory Reporting experience
  • Must have Emir experience
  • DTCC is highly desirable

If you do not have the above skills you will not be considered for this role.


Production/Oversight Controls:

* Work autonomously as part of the Regulatory Ops & Collateral Management team and collaborate closely with Regulatory Project Change team.

* Main point of contact for Regulatory Ops subjects for internal and external stakeholders, managing and/or escalating conflicts in a timely manner.

* EMIR/SFTR - Daily oversight controls including regulatory reporting of trade, valuation and collateral to Trade repository (DTCC) and error handling.

* EMIR - Daily oversight controls: delegated reporting to third parties.

* EMIR - Daily oversight controls: pairing & matching.

* Production of Key performance indicators.

* Analysis of existing processes and propose enhancements (when possible) to mitigate risk.

* Identification of structural inefficiencies, confirmation of root cause and definition of solution.

* Management of service providers (Service reviews, etc.).

* Drafting operational procedures


* Actively contribute to Regulatory projects and initiatives as Subject Matter Expert and ensure appropriate processes and documentation are defined for the Team.

* Actively support and coordinate different subjects and initiatives at the same time and prioritize accordingly.

* Moderate workshops/governances across teams and different management levels.


* Think out of the box, think differently, unconventionally, or from a new perspective: bring pragmatic solutions for regular problems, with positive attitude.

* Build credible, trusted relationships with our key internal and external stakeholders across all levels of the organization (Project, Operations, Legal, Distribution, Service Providers, etc.).

* Transparent and regular communication with the Team and manager.

* Proactive, results-oriented, putting our Clients' needs first.

Key requirements/Skills/Experience:

* Excellent university degree, preferably Business or Finance.

* First relevant experience (ideally 2-3 years+) working in Middle Office activities (OTC, ETD, Central clearing and Collateral management).

* First relevant experience (ideally 2-3 years+) working on Regulatory (EMIR, etc.) within the Asset Management industry.

* Strong technical skills and familiarity with project management methods.