Senior Compliance Analyst

£50-60,000 per annum

The Client

An international securities house who's EMEA business is Headquartered in London. Operating in multiple jurisdictions across asset class this is a well regarded and ambitious financial services business.

The Role

- Reporting to the Head of Compliance

- Oversight of Compliance monitoring Program including daily, monthly and quarterly checks

- Management of Projects to implement regulatory changes

- Implementation of new regulations

- Coverage of CASS, Conflicts of interest, Conduct Risk and MAR

- Drafting and updating compliance procedures

- Presenting and leading compliance seminars in - house

Key Skills and Attributes

- Excellent knowledge of European and UK regulation

- Ability to communicate effectively across levels of seniority

- At least five years relevant experience in financial services

- Strong team player

- Good knowledge of Microsoft Office Suite

- Experience of wholesale fixed income preferred

- Pro - active and well organised

- Keen to develop a career within compliance