Senior Compliance Analyst
£50-60,000 per annum
The Client
An international securities house who's EMEA business is Headquartered in London. Operating in multiple jurisdictions across asset class this is a well regarded and ambitious financial services business.
The Role
- Reporting to the Head of Compliance
- Oversight of Compliance monitoring Program including daily, monthly and quarterly checks
- Management of Projects to implement regulatory changes
- Implementation of new regulations
- Coverage of CASS, Conflicts of interest, Conduct Risk and MAR
- Drafting and updating compliance procedures
- Presenting and leading compliance seminars in - house
Key Skills and Attributes
- Excellent knowledge of European and UK regulation
- Ability to communicate effectively across levels of seniority
- At least five years relevant experience in financial services
- Strong team player
- Good knowledge of Microsoft Office Suite
- Experience of wholesale fixed income preferred
- Pro - active and well organised
- Keen to develop a career within compliance
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