Immediate Opportunity

City Based (Hybrid Option)

£140 - 160 per day (Umbrella Company option available)

Role Purpose

To work as part of the Suitability and Client Onboarding Department which acts as the 'first line of defence' for the firm. Its responsibilities relate to Suitability, Portfolio Risk monitoring, Appropriateness, Know Your Customer (KYC), Customer Due Diligence (CDD), Enhanced Customer Due Diligence (EDD), Anti-Money Laundering (AML) and Market Soundings.
Working closely with the Head of Suitability and Client Onboarding and key stakeholders across the firm, you will be instrumental in enhancing the firm's KYC data and undertaking Customer Risk Assessments in order to strengthen and develop our financial crime compliance framework.

Main Duties

● Inputting and updating KYC data in the firm's client database.
● Quality checking and peer reviewing the data inputted by other members of the department.
● Carrying out due diligence work, risk assessments and other Financial Crime Framework enhancement actions as required.
● Escalating any potential risks identified to the Head of Suitability


● Degree level or equivalent.
● Knowledge of and interest in investments and investment products is essential.
● Extensive computer skills, MS Office suites, Google suites

This is an urgent role please call Tom on 02073370030