Reporting into the Head of Compliance, Europe the Compliance Officer will have responsibility for the following:

  • Implementation of regulatory change to the clients business in Europe
  • Draft of Compliance policies and procedures across both european and global regaions
  • Provide advice in respect of ethics, gifts and entertainments and other related policies to both the business and senior management in the UK and Europe.
  • Provide advisory assistance in respect of FCA regulatory change to the business and management in the UK
  • Management of varied Compliance projects - on a European and global basis.
  • Compliance reporting and monitoring
  • Management of conflicts of interest.
  • Provision of Compliance training to staff including FCA approved persons.

To be considered for this position the ideal candidate should possess the following skills:

  • Similar experience gained ideally from asset management
  • SME in respect of UK and European financial regulations to include FCA, MiFiD, AIFMD and UCITs
  • Familiarity with trading, research, portfolio management, front and back office process and systems, client money/assets, COBs, segregated clients and mutual funds.
  • Able to work as part of a team or autonomously as required
  • Well developed stakeholder management, influencing and negotiation skills
  • Working knowledge of Bloomberg
  • A European language would be beneficial - ideally German.

In exchange for the above my client offers a competitive remuneration package and the opportunity to join an exciting and dynamic organisation.