The main responsibilities of the role are as follows:

  • Support and liaise with the First Line of Defence stakeholders, including Fraud and Information Security.
  • To assess and and enhance the current controls in place for the above.
  • Conduct testing from within the 2LOD across the Financial Crime spectrum with emphasis on coordination and oversight.
  • To provide support the AML function on a BAU basis during leave/absence etc
  • Provide FCP training to the appropriate staff.
  • Prepare the associated FCP reports for use with the relevant internal committees.

The ideal candidate will possess the following skills and attributes:

  • Degree or industry qualification - ideally in Financial Crime
  • Ideally ECDL qualified
  • Experience gained from within private banking or wealth management
  • Strong awareness and demonstrable experience in Financial Crime Prevention activities including Fraud, Data Security, Market Abuse, Whistleblowing, Conflicts of Interest, Personal Dealing as aligned with FCA and other regulatory expectations.
  • Advanced stakeholder management skills.

In return for the above my client offers a competitive salary and an outstanding benefits package together with the opportunity to join a prestigious private banking house.