Head of Compliance

£120,000 - 130,000

The Client

A fully incorporated UK subsidiary of a foreign owned bank based in the City of London. The bank has a small operation in London covering Corporate and Investment Banking.

The Role

Head of Compliance for London based operation ensuring internal and external legislative requirements are adhered to. Implementing the bank's strategy. Dual reporting lines to the UK Country Head and the Global Head of Compliance.

Key Skills and attributes

- Full understanding of the UK regulatory and legislative environment

- Registered SM16 / SM17

- Setting up regulatory structures and ensuring they are adhered to

- Experience of managing a small team

- 10+ years experience in compliance

- Pro- active

- Good relationship with the regulators

- Degree educated

- Strategic mindset

- Full understanding of Financial Market products and services

- Comfortable dealing with individuals across levels of responsibility

- Strong knowledge of Microsoft Office suite