Senior Associate / Junior VP Compliance

£45,000 - £60,000


A leading broker based in the City of London. Operates across multiple jurisdictions offering private and institutional clients multiple asset class solutions.

The Role

- Structured product Compliance

- Covering retail and institutional clients

- Business travel to Europe required

- Implementation of regulatory requirements

- Covering both structured, derivative and vanilla product

- Knowledge of multiple asset classes

- Dual reporting lines to Cyprus and London

Key Skills and Attributes

- 3+ years compliance experience

- Experience of UK and other jurisdictions in Europe and Asia preferred

- Excellent written and verbal communication skills

- Strong knowledge of Microsoft Office

- Comfortable dealing with individuals across levels of seniority

- Comfortable with international travel

- Individuals with fluent Russian would be preferred

- Experience of retail structured products

- Knowledge of regulation including MiFID 2 and MiFID

- Experience of Asset Management products a benefit