Senior Associate / Junior VP Compliance
£45,000 - £60,000
Client
A leading broker based in the City of London. Operates across multiple jurisdictions offering private and institutional clients multiple asset class solutions.
The Role
- Structured product Compliance
- Covering retail and institutional clients
- Business travel to Europe required
- Implementation of regulatory requirements
- Covering both structured, derivative and vanilla product
- Knowledge of multiple asset classes
- Dual reporting lines to Cyprus and London
Key Skills and Attributes
- 3+ years compliance experience
- Experience of UK and other jurisdictions in Europe and Asia preferred
- Excellent written and verbal communication skills
- Strong knowledge of Microsoft Office
- Comfortable dealing with individuals across levels of seniority
- Comfortable with international travel
- Individuals with fluent Russian would be preferred
- Experience of retail structured products
- Knowledge of regulation including MiFID 2 and MiFID
- Experience of Asset Management products a benefit
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