Compliance Analyst, Monitoring

Role Profile

• Deliver the Bank’s Compliance Monitoring Plan.
• Maintain the regulatory risk horizon scan.
• Maintaining the Compliance records (policies, procedures, logs, registers).
• Support the Bank’s compliance risk management framework
• Compliance reporting to the Risk Committee and BCRC.
• Support the UK GDPR compliance.
• Deliver trainings on compliance related topics.

Accountabilities

• Own and manage the Compliance Monitoring Plan and complete the required Testing and maintain the Bank’s CMP Methodology and make summary recommendations for improvements.
• Manage Regulatory Risk Horizon Tracker and undertake any related risk assessments.
• Maintain compliance related logs and registers and provide updates through monthly Compliance Report.
• Act as custodian of all Bank’s Policies, Regulatory documents, Committee Terms of Reference, Registers, Logs, and Procedures. Maintain compliance with review guidelines and dissemination.
• Assist the DPO with UK GDPR compliance through management of data breach incidents, data subject requests, and other procedural matters.
• Monitoring the ‘Compliance’ shared outlook mailbox and respond to requests for Compliance assistance.
• Deliver compliance inductions for new joiners and periodic training to relevant staff on compliance related topics.

Qualifications and Training: 

• 2/3 years Regulatory Compliance experience in Financial services is essential. 
• Good IT skills- Office 365/Excel/PowerPoint.
• Good Time Management.
• Results Focused.
• Relationship Management skills. 

Please note sponsorship will not be provided by the employer.