Junior CASS Assistant
£150 - £200 per day
Six month FTC
The Client
A well established and entrepreneurial financial services company which focuses on dealing with institutional clients. Operating in multiple jurisdictions it is wholly owned by a larger independently owned business with 60,000 + employees. It offers it's clients a broad range of brokerage services across multiple asset classes.
The Role
- CASS Assistant to support the CF10a
- Assisting CF10a to ensure FCA CASS Regulations are met
- Understand Treasury systems and controls
- Liaise with staff members across levels of seniority
- Responsible for monthly updates in the CASS control matrix
- Carry out spot checks audit CASS adherence
- Collation and quality assurance of monthly CMAR regulatory filing
- Help develop CASS policy changes
- Keep abreast of regulatory developments
- Attendance of external CASS seminars and training courses
Key Skills and Attributes
- 2-3 years CASS experience
- Preference for experience in Broking
- Advanced Microsoft Office Suite
- Strong inter - personal skills
- Confidence to interact with individuals across levels of seniority
- Strong written and verbal communication skills
- Investigatory skills are a pre - requisite
- Excellent analytical skills
Social Stream