Junior CASS Assistant

£150 - £200 per day

Six month FTC

The Client

A well established and entrepreneurial financial services company which focuses on dealing with institutional clients. Operating in multiple jurisdictions it is wholly owned by a larger independently owned business with 60,000 + employees. It offers it's clients a broad range of brokerage services across multiple asset classes.

The Role

- CASS Assistant to support the CF10a

- Assisting CF10a to ensure FCA CASS Regulations are met

- Understand Treasury systems and controls

- Liaise with staff members across levels of seniority

- Responsible for monthly updates in the CASS control matrix

- Carry out spot checks audit CASS adherence

- Collation and quality assurance of monthly CMAR regulatory filing

- Help develop CASS policy changes

- Keep abreast of regulatory developments

- Attendance of external CASS seminars and training courses

Key Skills and Attributes

- 2-3 years CASS experience

- Preference for experience in Broking

- Advanced Microsoft Office Suite

- Strong inter - personal skills

- Confidence to interact with individuals across levels of seniority

- Strong written and verbal communication skills

- Investigatory skills are a pre - requisite

- Excellent analytical skills