Principal duties and responsibilities
- Aid and support the Deputy Head of Compliance in ensuring that the regular programme of compliance monitoring reviews are conducted in a timely and efficient manner
- Review and assess the quality and standards of compliance within the business from a regulatory perspective
- Monitor and review the implementation of recommendations that have been agreed with the business
- Assess the relevance of new regulation in respect of the bank's business model
- Assist in the dissemination of summary and impact analysis to the business
- Act as the Compliance SME on delegated regulatory projects and BAU implementation
- Ensure that agreed implementation approach and delivery of PRA and FCA requirements is appropriate for the bank
- Conduct regulatory analysis as directed, to include control evaluation and report writing
- Provide ad-hoc advisory support to the business in relation to regulatory requirements
- Assist with the production of reports and MI for committees and key stakeholder
- Assist with the documentation, implementation and streamlining of procedures and processes in the department and bank-wide
- Aid in the provision of staff training on compliance as directed
- Assist colleagues with departmental projects
Assist with all general department responsibilities
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