SENIOR COMPLIANCE MANAGER

£ 500 - 800 PER DAY

CITY OF LONDON

THE COMPANY

A small to mid sized asset manager based in the heart of the City. A collegiate and open environment that is very team orientated. Multi-jurisdictional my client focuses on investing in Far East equities.

THE ROLE

A contract position for 6 - 9 months as a senior compliance manager.

- Principal contact with regulatory bodies in the UK, US and elsewhere

- Responsibility for day to day monitoring and where necessary creating solutions to existing or potential issues

- Preparation and submission of regulatory compliance reports

- Development and maintenance of the UK Group Compliance Manual. Ensuring applicable procedures are followed

- Liaise and co-ordinate group compliance policy with managers located overseas

- Review HFSB conformity annually

THE SUCCESSFUL CANDIDATE

- Significant experience of regulatory environment in the UK including MiFID 2 exposure

- Experience and knowledge of US regulations preferred

- UCITS knowledge preferred

- Excellent verbal and written communication skills

- Comfortable dealing with individuals across levels of seniority

- Registered CF10 preferred however not required

- Experience of equity compliance

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