Senior Compliance Officer

Senior Compliance Officer

£60,000 - £80,000City of Westminster

The Company

Prestigious Private Bank who deal with HNW and UHNW Clients both in the UK and abroad. My client is a pure breed and well established Private Bank with an exceptional reputation. The Bank has an open architecture platform as well as offering internal funds.

Meritocratic and collegiate it tends to grow organically rather than through M&A so it is able to retain it's unique culture.

The Role

- Maintenance of a robust regulatory and risk environment

- Maintaining both internal and external communication structures

- Correspondance both oral and written with regulatory bodies

- Advisory support to the business

- Creating solutions for the business within the stipulated regulations

- Reporting to the Deputy Head of Compliance

The successful candidate will have:

- Knowledge of UK Banking Regulations

- Experience of compliance monitoring

- Previous Private Banking or Retail Banking experience

- Preference for an individual who is CeMAP Qualified

- Strong written and oral communication skills

- Good knowledge of Microsoft Office Suite

- Solutions orientated

- Production of regulatory guidelines for the business

- Assist in provision of training for colleagues

- Production of Compliance Monitoring reviews